1998 Patent Law Amendment


1. Calculation of Damages

(1) Lost Profit

Under Japanese law, a patentee is entitled to compensation of damages calculated based on the lost profit or the reasonable royalty when his/her patent is infringed. However, it is usually difficult to prove the lost profit. Therefore, the law presumes that the profit obtained by the infringer is the same as the profit that would have been obtained by the patentee but for the infringement. The amendment has added another way of presumption. When the patentee is capable of supplying products competing the infringing product, he/she may presume that his/her lost profit is equal to the amount calculated by multiplying his/her unit profit with the number of units sold by the infringer. Thanks to this amendment, the patentee will be no longer required to prove the profit of his/her opponent.

(2) Reasonable Royalty

Before the amendment, the "Reasonable Royalty" was defined as the royalty that the patentee would have normally received." Because of the adverb "normally," the courts had some difficulty to find a royalty rate as reasonable if it was higher than those which they found in actually negotiated agreements. However, if the royalty rate applied to the infringer is lower than or the same as the ones agreed upon without litigation, honest licensees make a fool of themselves. Therefore, the conservative approach taken by the courts was a target of criticism. To encourage the courts to find higher royalty rates as reasonble, the amendment has deleted the adverb "normally."

2. Criminal Sanction

(1) Penalty on Corporations

The highest fine to be imposed on a corporation that knowingly infringed a patent is now 150,000,000 yen.

(2) Prosecution Without Complaint

Before the amendment, criminal prosecution of patent infringement required a formal complaint by the victim. The amendment has removed this requirement to allow the police and the public prosecutors to treat patent infringement in the same manner as they treat trademark infringement, prosecution of which is at least theoretically possible without a formal complaint even though such prosecution is, practically speaking, not often made.

3. Abandoned or Rejected Applications Without Publication

Before the amendment, examiners were not allowed to cite a withdrawn application if it was not published. However, they were allowed to reject a new application citing an abandoned or rejected application even if it was not published. Under the amended law, examiners are no longer allowed to cite a prior application against a new application if it was abandoned or rejected without publication.

4. Effective Date

The amendment came into effect as of January 1, 1999.